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News/Compliance & Enforcement/First Circuit: FCPA is not a “Rule or Regulation of the SEC” Under SOX Whistleblower Provision
Expert Opinion·Compliance & Enforcement Brief

First Circuit: FCPA is not a “Rule or Regulation of the SEC” Under SOX Whistleblower Provision

On July 13, the First Circuit reversed a denial of summary judgment, finding plaintiff could not satisfy his burden of showing he engaged in protected activity under the Sarbanes-Oxley whistleblower protection provision.

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