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News/Compliance & Enforcement/CFTC Fines Goldman Sachs $5.5 Million for Failing to Retain Mobile Device Calls
News·Compliance & Enforcement Brief

CFTC Fines Goldman Sachs $5.5 Million for Failing to Retain Mobile Device Calls

Wall Street Journal – The Commodity Futures Trading Commission civil fine is the latest settlement against Goldman in relation to record-keeping failures.

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