A Focus On SEC Individual Actions
A post on FCPA Professor examines the SEC's history of holding individuals accountable for corporate misconduct. "[F]for most of the FCPA’s history the majority of corporate SEC FCPA enforcement resulted in related individual accountability, but in the SEC’s modern FCPA enforcement program, the vast majority of corporate SEC FCPA enforcement actions have not resulted in related individual accountability despite the SEC’s rhetoric," the article says.
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